Ryan P. Miller
Professional summary
Ryan Paul Miller was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ryan is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Ryan had worked at 5 firms, which includes KOVACK SECURITIES INC., SECURITIES AMERICA ADVISORS INC., SECURITIES AMERICA INC., BRECEK & YOUNG ADVISORS INC., WORLD GROUP SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2010 - January 13, 2011
KOVACK SECURITIES INC.
January 23, 2009 - November 10, 2010
SECURITIES AMERICA ADVISORS, INC.
January 23, 2009 - October 21, 2010
SECURITIES AMERICA, INC.
March 7, 2007 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
July 7, 2006 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
February 13, 2004 - July 10, 2006
WORLD GROUP SECURITIES, INC.
April 7, 2003 - January 29, 2004
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
