Andrea L. Hartwig

WEA FINANCIAL ADVISORS

Madison, WI 53713

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CRD#: 4609529

Professional summary

Andrea Lynn Hartwig is a registered financial advisor currently at WEA FINANCIAL ADVISORS, INC. located in Madison, Wisconsin and WEA INVESTMENT SERVICES, INC. located in Madison, Wisconsin.

Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Andrea has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WEA Member Benefits, investment related, Madison, WI, retirement planning/owner of BD, Financial Planner, 8/2015, 20 hours/month, Assist 403(b) and IRA program members with program questions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Lynn Hartwig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2017 - Present

WEA FINANCIAL ADVISORS, INC.

Office #1: 660 John Nolen Drive, Madison, WI 53713

RIA

CRD#: 144919

Madison, WI

Current

August 11, 2015 - Present

WEA INVESTMENT SERVICES, INC.

Office #1: 660 John Nolen Drive, Madison, WI 53713-3959

CRD#: 126907

Madison, WI

Past

June 21, 2010 - August 6, 2015

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

MADISON, WI

Past

November 7, 2005 - June 21, 2010

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEA FINANCIAL ADVISORS, INC.

WEA FINANCIAL ADVISERS, INC. | WEA FINANCIAL ADVISORS, INC.

CRD#: 144919 / SEC#: 801-118359

RIA

Registered Investment Advisory firm - (4/2/2020 Approved)

Wisconsin

Registered Investment Advisory firm - (4/7/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(4/22/2020)

Wisconsin
(8/11/2015)

IAR

Wisconsin
(6/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/4/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

WEA FINANCIAL ADVISORS, INC.

WEA FINANCIAL ADVISERS, INC. | WEA FINANCIAL ADVISORS, INC.

CRD#: 144919 / SEC#: 801-118359

RIA

Registered Investment Advisory firm - (4/2/2020 Approved)

Wisconsin

Registered Investment Advisory firm - (4/7/2020 Terminated)

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Contact information

Main Address

660 John Nolen Drive, Madison, WI 53713

Mailing Address

P.o. Box 7893, Madison, WI 53707-7893

Phone number

(800) 279-4030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEA ADV PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	620
AUM (Assets Under Management)	$ 554,283,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrea L. Hartwig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Lynn Hartwig's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEA INVESTMENT SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

WEA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2017

Series 63

Date: 12/29/2005

SIE

Date: 10/1/2018

Series 7

Date: 9/27/2013

Series 6

Date: 11/4/2005

FINRA

Current Firm

WEA FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEA FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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