JO
Justin R. Olewnik
VALIC FINANCIAL ADVISORS
SIMSBURY, CT
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CRD#: 4609162
JO
Professional summary
Justin Richard Olewnik is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Simsbury, Connecticut.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Justin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SELF EMPLOYED CONTRACTOR - 1099 POSITION: Contract Employee - Instructor NATURE: I will be a part time 1099 employee holding clinics for the Town of Simsbury and possibly other organizations and towns. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 17 Saxton Brook, Simsbury CT 06070, United States DESCRIPTION: I will be running clinics in town teaching Mountain Bike Fundamentals and skills. NINJA MOUNTAIN BIKE PERFORMANCE POSITION: Assistant Mountain Bike Coach NATURE: Ninja Mountain Bike Performance is a group of passionate, dirt-loving, community oriented, world class instructors committed to helping riders reach their personal riding goals. I will be helping run clinics at various locations to coach riders on the skills and techniques for mountain biking. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/27/2020 ADDRESS: 6510 S 6th St #135, Klamath Falls OR 97603, United States DESCRIPTION: I will be assisting the Lead Coach in running drills and explaining the skills and maneuvers to the students. I will be a contract employee ( 1099 ) DYNAMIC CYCLING ADVENTURES POSITION: Coach NATURE: I am a contracted coach paid as a 1099 employee. I will be leading mountain bike clinics are various locations in New England. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2022 ADDRESS: 236 Apple Tree Lane, East Burke VT 05832, United States DESCRIPTION: Teaching participants different disciplines of mountain biking and leading on organized rides. OFF CAMBER MTB COACHING LLC POSITION: Owner NATURE: Mountain Bike Coach INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2022 ADDRESS: 17 Saxton Brook Dr, Simsbury CT 06070, United States DESCRIPTION: I will be teaching mountain bike clinics. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products BUTTERNUT BASIN INC POSITION: Ski Race Coach NATURE: I will be coaching ski racing on weekends in the winter. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/24/2024 ADDRESS: 380 State Rd, Great Barrington MA 01230, United States DESCRIPTION: I will be part of a team that teaches children how to ski and race. Assign students into appropriate age and development groups.Responsible for on-hill setup and takedown of race training equipment.Responsible for ensuring athlete safety through best practice course design, setup, and management.Be knowledgeable in the principles and application of alpine ski racing, and the ability to demonstrate and communicate that knowledge clearly and positively.Be professional and knowledgeable in all aspects of Ski Butternut, including food and beverage, trails and lifts.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Richard Olewnik's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Justin Richard Olewnik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2012 - Present
VALIC FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 42803
SIMSBURY, CT
Current
June 5, 2012 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 301 Edgewater Place Suite 100, Wakefield, MA 01880RIA
BD
CRD#: 42803
WAKEFIELD, MA
Past
May 14, 2012 - June 11, 2012
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WINDSOR, CT
Past
December 16, 2010 - June 11, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
December 1, 2008 - December 31, 2010
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
August 8, 2007 - July 31, 2008
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
BALTIMORE, MD
Past
July 7, 2004 - July 6, 2007
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
January 27, 2003 - March 12, 2003
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/5/2012)
IAR
Connecticut(6/5/2012)
RR
Florida(12/18/2014)
IAR
Florida(12/22/2014)
RR
Maine(9/6/2019)
IAR
Maine(9/9/2019)
RR
Maryland(2/10/2022)
IAR
Maryland(2/11/2022)
RR
Massachusetts(6/15/2012)
IAR
Massachusetts(6/19/2012)
IAR
New Hampshire(6/7/2012)
RR
New Hampshire(6/19/2012)
RR
New York(6/15/2012)
IAR
New York(8/16/2021)
IAR
North Carolina(5/18/2018)
RR
North Carolina(5/21/2018)
RR
Ohio(4/8/2014)
IAR
Ohio(4/8/2014)
RR
Rhode Island(5/22/2019)
IAR
Rhode Island(5/24/2019)
RR
South Carolina(11/1/2018)
IAR
South Carolina(11/5/2018)
RR
Vermont(6/15/2012)
IAR
Vermont(6/26/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
