AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
GW

George M. Way

EDGEMONT CAPITAL PARTNERS, L.P.
New York, NY 10019
Some features on this profile are disabled
CRD#: 4609124
GW

Professional summary


George Michael Way is a registered financial professional currently at EDGEMONT CAPITAL PARTNERS, L.P. located in New York, New York.

George is registered as a RR (Registered Representative) and started their career in finance in 2003. George has worked at 3 firms and has passed the Series 82TO, Series 7TO, SIE, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view George Michael Way's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 5, 2025 - Present

EDGEMONT CAPITAL PARTNERS, L.P.

Office #1: 787 7th Avenue 49th Floor, New York, NY, 10019
BD
CRD#: 122572
New York, NY
Past

September 16, 2024 - October 14, 2024

DOMINARI SECURITIES LLC

BD
CRD#: 18975
NEW YORK, NY
Past

July 24, 2023 - September 13, 2024

DOMINARI SECURITIES LLC

BD
CRD#: 18975
NEW YORK, NY
Past

March 12, 2003 - August 17, 2004

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 82TO
Date: 5/5/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 7TO
Date: 7/24/2023
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


EC
EDGEMONT CAPITAL PARTNERS, L.P.
EDGEMONT CAPITAL PARTNERS, L.P.

CRD#: 122572 / SEC#: , 8-65521

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
787 7th Avenue 49th Floor, New York, NY, 10019
Mailing Address
787 7th Avenue 49th Floor, New York, NY, 10019
Phone number
(212) 867-8935
Established
Delaware since 12/20/2001
Firm type
Partnership
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BLUME, DAVID KEITHLIMITED PARTNER / CEO1705458
SWEARINGEN, JEFFREY BROWNLIMITED PARTNER, POO4588895
GOLDENBERG, YEVGENIYOWNER5150400
EDGEMONT CAPITAL HOLDINGS, LLCGEN. PARTNER
IVAN, JOHN MICHAELCCO1292150
WAY, GEORGE MICHAELFINOP, PFO4609124

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EDGEMONT CAPITAL PARTNERS, L.P.

CRD#: 122572New York, NY 10019

TRUST BUT VERIFY

Monitor George Way

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics