James B. Leas

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CRD#: 4608922

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Brent Leas, who also goes by Brent Leas, J Brent Leas, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2003. James had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brent Leas | J Brent Leas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 6 N Cheshnut DR, Bella Vista, AR 72714; start 08/2021; commissions; 1 hour per month, 0 hours during securities trading hours; insurance related] [Benton County Rural Development Authority; Not investment-related; 215 E. Central Ave., Bentonville, AR 72712; I am a chairman and board member for this municipal services; 1 hour/month. 0 hours during trading hours; I offer oversight and advice for Municipal Services and Rural Development for Benton County]

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 23, 2023 - March 27, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

BENTONVILLE, AR

Past

September 1, 2021 - March 27, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

BENTONVILLE, AR

Past

July 31, 2017 - June 25, 2021

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

SILOAM SPRINGS, AR

Past

July 31, 2017 - June 25, 2021

ARVEST WEALTH MANAGEMENT

CRD#: 42057

SILOAM SPRINGS, AR

Past

July 28, 2015 - August 4, 2017

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BENTONVILLE, AR

Past

July 28, 2015 - August 4, 2017

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

BENTONVILLE, AR

Past

October 21, 2013 - June 8, 2015

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

BELLA VISTA, AR

Past

February 1, 2013 - June 8, 2015

ARVEST WEALTH MANAGEMENT

CRD#: 42057

BELLA VISTA, AR

Past

March 13, 2007 - March 24, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

ROGERS, AR

Past

April 4, 2003 - February 28, 2007

ANB FINANCIAL GROUP, LLC

CRD#: 122465

ROGERS, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/28/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/2015

General Securities Principal Examination

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James B. Leas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NYLIFE SECURITIES LLC

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

UVEST FINANCIAL SERVICES GROUP, INC.

ANB FINANCIAL GROUP, LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2013

Series 63

Date: 1/28/2003

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2002

Series 24

Date: 1/30/2015

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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