Philippe D. Bouvier
Professional summary
Philippe D Bouvier, who also goes by Phil Bouvier, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Philippe is registered as a RR (Registered Representative) and started their career in finance in 2003. Philippe has worked at 5 firms and has passed the Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philippe D Bouvier's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2013 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153November 20, 2012 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
June 17, 2005 - July 15, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 1, 2005 - June 10, 2005
JOHN HANCOCK DISTRIBUTORS LLC
January 15, 2003 - January 1, 2005
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER, VICE PRESIDENT | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL, TREASURER, CHIEF FINANCIAL OFFICER | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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