Drew M. Harris

SHADE TREE PARTNERS LLC

DALLAS, TX 75225-7652

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CRD#: 4608773

Professional summary

Drew Martin Harris is a registered financial advisor currently at SHADE TREE PARTNERS LLC located in Dallas, Texas.

Drew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Drew has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SHADE TREE PARTNERS (RIA). INVESTMENT RELATED. 13140 COIT RD, SUITE 107, DALLAS TX 75240. INVESTMENT ADVISOR. PARTNER TO MANAGE FEE BASED ASSETS. IT ALLOWS CLIENTS THE ABILITY TO CHOOSE THE PLATFORM THAT IS RIGHT FOR THEM. START: 7/1/2009. 20 HOURS PER WEEK, ALL DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Martin Harris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2009 - Present

SHADE TREE PARTNERS LLC

Office #1: 3243 Southwestern, Dallas, TX 75225-7652

RIA

CRD#: 150865

DALLAS, TX

Past

August 2, 2013 - November 30, 2015

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

RIA

CRD#: 124902

IRVING, TX

Past

August 2, 2013 - November 30, 2015

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

CRD#: 124902

IRVING, TX

Past

November 10, 2011 - August 1, 2013

SUNBELT SECURITIES, INC.

RIA

CRD#: 42180

DALLAS, TX

Past

January 14, 2011 - August 1, 2013

SUNBELT SECURITIES, INC.

CRD#: 42180

DALLAS, TX

Past

July 18, 2008 - December 31, 2010

EVOLVE INVESTMENT ADVISORS

RIA

CRD#: 131714

AUSTIN, TX

Past

July 18, 2008 - December 31, 2010

EVOLVE SECURITIES, INC.

CRD#: 127474

DALLAS, TX

Past

April 2, 2007 - July 25, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PLANO, TX

Past

April 2, 2007 - July 25, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

PLANO, TX

Past

March 30, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PLANO, TX

Past

March 2, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PLANO, TX

Past

January 13, 2004 - December 31, 2005

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/30/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/23/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/12/2004

General Securities Representative Examination

Current Firm

SHADE TREE PARTNERS LLC

MNJ ADVISORY | SHADE TREE PARTNERS LLC

CRD#: 150865 / SEC#:

Ohio

Registered Investment Advisory firm - (11/13/2015 Approved)

Texas

Registered Investment Advisory firm - (7/30/2009 Approved)

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Contact information

Main Address

3243 Southwestern, Dallas, TX 75225-7652

Mailing Address

1314 Mcdermott Suite 106 Box 801, Allen, TX 75013-3013

Phone number

(972) 528-4439

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 80,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Drew M. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Martin Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

SUNBELT SECURITIES, INC.

SUNBELT SECURITIES, INC.

EVOLVE INVESTMENT ADVISORS

EVOLVE SECURITIES, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN KEEGAN & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2006

Series 63

Date: 9/23/2004

SIE

Date: 11/30/2015

Series 31

Date: 3/23/2006

Series 7

Date: 1/12/2004

Current Firm

SHADE TREE PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHADE TREE PARTNERS LLC

TRUST BUT VERIFY

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