Jeff D. Snyder
Professional summary
Jeff David Snyder was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeff is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Jeff had worked at 6 firms, which includes NETWORK 1 FINANCIAL SECURITIES INC., ROCKWELL GLOBAL CAPITAL LLC, SPARTAN CAPITAL SECURITIES LLC, THE CONCORD EQUITY GROUP LLC, BROOKVILLE CAPITAL PARTNERS, BENSON YORK GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2015 - September 29, 2015
NETWORK 1 FINANCIAL SECURITIES INC.
April 17, 2012 - April 20, 2015
ROCKWELL GLOBAL CAPITAL LLC
August 12, 2008 - April 17, 2012
SPARTAN CAPITAL SECURITIES, LLC
June 26, 2008 - August 18, 2008
THE CONCORD EQUITY GROUP, LLC
February 13, 2006 - June 27, 2008
BROOKVILLE CAPITAL PARTNERS
April 22, 2003 - March 8, 2006
BENSON YORK GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
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