Jann B. Catto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jann B Catto, who also goes by Laura Jann Bate, was a registered financial professional .
Jann is a previously registered financial professional and started their career in finance in 2003. Jann had worked at 5 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2016 - September 21, 2017
PRIVATE PORTFOLIO PARTNERS, LLC
February 18, 2014 - May 2, 2016
INSIGHT PRIVATE ADVISORS, LLC
December 23, 2013 - October 29, 2015
LPL FINANCIAL LLC
May 23, 2013 - September 11, 2017
LPL FINANCIAL LLC
September 3, 2003 - May 23, 2013
PARK AVENUE SECURITIES LLC
July 31, 2003 - August 13, 2003
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIVATE PORTFOLIO PARTNERS, LLC
CRD#: 165616 / SEC#: 801-81108
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 2,652 |
| AUM (Assets Under Management) | $ 1,053,300,488 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
