Brandon J. Kanitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Joel Kanitz was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2003. Brandon had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 79, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2011 - October 1, 2015
MCDONALD PARTNERS LLC
October 31, 2011 - October 1, 2015
MCDONALD PARTNERS LLC
March 1, 2011 - October 28, 2011
B. RILEY WEALTH MANAGEMENT
March 1, 2011 - October 28, 2011
B. RILEY WEALTH MANAGEMENT
October 28, 2004 - March 7, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 8, 2004 - March 7, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 6, 2003 - July 6, 2004
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 29, 2003 - August 4, 2003
FORESTERS EQUITY SERVICES, INC.
Primary Firm SEC Registration
MCDONALD PARTNERS LLC
CRD#: 135414 / SEC#: 801-64294, 8-66985
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCDONALD PARTNERS LLC
CRD#: 135414 / SEC#: 801-64294, 8-66985
Contact information
SEC notice filing (42 States and Territories)
FINRA licenses (48 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, THOMAS MARION | OWNER | 326904 |
| MCDONALD, ARNOLD BEATTY | FINANCIAL & OPERATIONS PRINCIPAL | 5126644 |
| MCDONALD, ARNOLD BEATTY | CEO/CFO/MUNI PRINCIPAL/OWNER | 5126644 |
| MCDONALD, BRIAN ANDREW | OWNER | 3037343 |
| RAFAT NAIN NEMRY | OWNER | |
| HARTZLER, JONATHAN DANIEL | CHIEF COMPLIANCE OFFICER | 5163442 |
| HEGARTY, WILLIAM MAURICE JR | CHIEF INVESTMENT OFFICER | 2784174 |
| MANSOUR, RITA | OWNER | 1968418 |
| MCARDLE, JOHN EDWARD III | OWNER | 5386698 |
| NORTON, TIMOTHY PATRICK | OWNER | 726982 |
Regulatory assets under management
| Total Number of Accounts | 2,024 |
| AUM (Assets Under Management) | $ 1,287,456,830 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/02/2025 | ||
| 10/02/2025 | ||
| 01/06/2025 | ||
| 01/06/2025 | ||
| 09/18/2023 | ||
| 09/18/2023 | ||
| 01/04/2023 | ||
| 01/04/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
