Timothy J. Kroon

FISHER\SMB

Vancouver, WA 98684

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CRD#: 4608531

Professional summary

Timothy John Kroon, who also goes by Tim Kroon, is a registered financial advisor currently at FISHER\SMB located in Vancouver, Washington.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Timothy has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Kroon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Kroon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2024 - Present

FISHER\SMB

Office #1: 222 Ne Park Plaza Drive Suite 205, Vancouver, WA 98684

RIA

CRD#: 331205

Vancouver, WA

Past

February 10, 2016 - July 3, 2024

FISHER INVESTMENTS

RIA

CRD#: 107342

Camas, WA

Past

February 29, 2008 - January 20, 2016

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

PORTLAND, OR

Past

February 25, 2008 - January 20, 2016

STANCORP EQUITIES, INC.

CRD#: 19517

PORTLAND, OR

Past

May 11, 2005 - January 24, 2008

WAMU INVESTMENTS, INC.

CRD#: 599

PORTLAND, OR

Past

April 12, 2005 - June 10, 2005

MARATHON ADVISORS, INC

RIA

CRD#: 113696

PORTLAND, OR

Past

January 10, 2005 - April 5, 2005

CRI SECURITIES, LLC

CRD#: 22589

ST. PAUL, MN

Past

January 29, 2004 - April 5, 2005

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

PORTLAND, OR

Past

January 29, 2004 - April 5, 2005

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

February 10, 2003 - December 12, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

VANCOUVER, WA

Past

January 28, 2003 - December 12, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 28, 2003 - December 12, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(7/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2003

General Securities Representative Examination

Current Firm

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

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Contact information

Main Address

6404 International Parkway Suite 1100, Plano, TX 75093

Mailing Address

Phone number

(888) 674-4504

Established

Firm type

Fiscal year end

# of Employees

133

SEC notice filing (48 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/20/2025)

Regulatory assets under management

Total Number of Accounts	1,768
AUM (Assets Under Management)	$ 5,461,349,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Kroon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Kroon's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

WAMU INVESTMENTS, INC.

MARATHON ADVISORS, INC

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FISHER\SMB

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2003

SIE

Date: 1/20/2016

Series 7

Date: 1/27/2003

Current Firm

FISHER\SMB

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FISHER\SMB

TRUST BUT VERIFY

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