Natalie K. Wilburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Natalie Kathryn Wilburn was a registered financial professional .
Natalie is a previously registered financial professional and started their career in finance in 2003. Natalie had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2018 - April 16, 2021
PFE ADVISORS, INC.
July 1, 2008 - June 22, 2017
LOCKTON INVESTMENT SECURITIES, LLC
September 4, 2007 - June 22, 2017
LOCKTON INVESTMENT ADVISORS, LLC
July 24, 2007 - July 2, 2008
OSAIC SERVICES, INC.
April 19, 2006 - May 15, 2007
MMC SECURITIES LLC
March 28, 2006 - May 15, 2007
MMC SECURITIES LLC
March 17, 2005 - March 16, 2006
PRINCIPAL SECURITIES, INC.
January 22, 2003 - March 16, 2006
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PFE ADVISORS, INC.
CRD#: 144798 / SEC#: 801-68292
Contact information
Red Flags
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