Sandip N. Shah
Professional summary
Sandip Nalin Shah, who also goes by Sandip Shah, is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois.
Sandip is registered as a RR (Registered Representative) and started their career in finance in 2002. Sandip has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sandip Nalin Shah's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2025 - Present
SAN BLAS SECURITIES LLC
Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606September 14, 2023 - January 28, 2025
LPL FINANCIAL LLC
July 14, 2010 - September 14, 2023
SIGMA FINANCIAL CORPORATION
June 8, 2009 - July 15, 2010
JESUP & LAMONT SECURITIES CORP
November 24, 2008 - December 9, 2008
JHS CAPITAL ADVISORS, LLC
December 2, 2002 - November 24, 2008
EMPIRE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2025)
(6/12/2025)
(5/6/2025)
(5/7/2025)
(5/6/2025)
(6/6/2025)
(5/16/2025)
(5/9/2025)
(5/7/2025)
(5/7/2025)
(5/7/2025)
(7/10/2025)
(7/17/2025)
Exams
FINRA
Current Firm
SAN BLAS SECURITIES LLC
CRD#: 290605 / SEC#: , 8-70036
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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