Robert M. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Martin Webb, who also goes by Bob Webb, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2006 - September 13, 2016
ON INVESTMENT MANAGEMENT CO
September 24, 1996 - September 13, 2016
THE O.N. EQUITY SALES COMPANY
October 15, 1993 - August 26, 1996
CUNA BROKERAGE SERVICES, INC.
November 15, 1983 - October 15, 1993
CENTURY INVESTORS OF AMERICA, INC.
October 12, 1973 - April 16, 1978
METROPOLITAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/5/1973
Registered Representative ExaminationCurrent Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
