John R. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Read Williamson JR., who also goes by John Read Williamson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 4 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2023 - April 15, 2024
WEALTHEQ
August 6, 2008 - January 21, 2015
FISHER INVESTMENTS
March 13, 2007 - July 24, 2008
THE TRINITY GROUP, LLC
July 9, 2003 - August 29, 2005
MORGAN STANLEY DW INC.
January 6, 2003 - August 29, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTHEQ
CRD#: 324498 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 20,035,688 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
