Jacob M. Millican

9M INVESTMENTS

Grapevine, TX

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CRD#: 4607734

Professional summary

Jacob Mansfield Millican is a registered financial advisor currently at 9M INVESTMENTS, LLC located in Grapevine, Texas.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jacob has worked at 7 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Mansfield Millican's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2017 - Present

9M INVESTMENTS, LLC

RIA

CRD#: 289320

Grapevine, TX

Past

March 24, 2010 - January 13, 2016

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

June 20, 2007 - July 7, 2009

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

INDIANAPOLIS, IN

Past

June 7, 2007 - July 7, 2009

PRINCIPAL SECURITIES, INC.

CRD#: 1137

INDIANAPOLIS, IN

Past

January 3, 2007 - January 12, 2007

GRAND FINANCIAL, INC.

CRD#: 19571

ADDISON, TX

Past

February 13, 2006 - December 31, 2006

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

ADDISON, TX

Past

January 30, 2006 - December 31, 2006

INVESTORS CAPITAL CORP.

CRD#: 30613

ADDISON, TX

Past

January 6, 2006 - February 13, 2006

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

WOODSTOCK, GA

Past

January 22, 2003 - August 10, 2005

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FORT WORTH, TX

Past

January 22, 2003 - August 10, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/23/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/8/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/31/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/13/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/2010

General Securities Representative Examination

Current Firm

9M INVESTMENTS, LLC

CRD#: 289320 / SEC#:

Texas

Registered Investment Advisory firm - (8/23/2017 Approved)

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Contact information

Main Address

Grapevine, TX

Mailing Address

Phone number

(817) 680-7942

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 9,118,342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jacob M. Millican

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Mansfield Millican's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL PARTNERS, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

GRAND FINANCIAL, INC.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

WOODSTOCK FINANCIAL GROUP, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2017

Series 63

Date: 6/8/2010

Series 66

Date: 12/31/2002

SIE

Date: 1/13/2016

Series 7

Date: 10/13/2010

Current Firm

9M INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

9M INVESTMENTS, LLC

TRUST BUT VERIFY

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