John C. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Carlton Webb, who also goes by John C Webb, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1972. John had worked at 5 firms and has passed the Series 65, Series 63, PC, Series 000, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 1999 - December 31, 2021
TREND DYNAMICS INC
January 30, 1984 - December 31, 1993
KEYBANC CAPITAL MARKETS INC.
April 19, 1980 - January 26, 1984
ROULSTON RESEARCH CORP.
August 5, 1977 - April 21, 1980
SALOMON BROTHERS INC.
July 6, 1972 - July 18, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/20/1990
AMEX Put and Call ExamSeries 000
Date: 10/31/1972
General Securities Principal ExaminationSeries 1
Date: 6/27/1972
Registered Representative ExaminationSeries 40
Date: 11/14/1978
Registered Principal ExaminationCurrent Firm
TREND DYNAMICS INC
CRD#: 106279 / SEC#: 801-45623
Contact information
Red Flags
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