Daniel J. Ledva

KELSON ASSET MANAGEMENT LLC

Stamford, CT

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CRD#: 4607231

Professional summary

Daniel Joseph Ledva, who also goes by Dan Joseph Ledva, Daniel Joseph Ledva, is a registered financial advisor currently at KELSON ASSET MANAGEMENT LLC located in Stamford, Connecticut and KELSON CAPITAL LLC located in Stamford, Connecticut.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Daniel has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Joseph Ledva | Daniel Joseph Ledva

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

10/2016: co-Founder.KELSON GROUP I, LLC; NOT INVESTMENT RELATED, 39 Broadway FLR 16, NEW YORK, NY; CONSULTING/business development for not investment securities related firms; SENIOR MANAGING DIRECTOR; OCTOBER 2010; 5hours per month. 10/2016, co-founder Sr. Managing Director, owned by Kelson Group I. Kelson Capital, LLC B/D business development, distribution for institutional money managers, 25 Hours a week. Investment related. Adviser to the Gene Carpenter Foundation. less than 4 hours per year. non investment related, review scholarship for the college athletes. Sewell Partners, LLC MEMBER, single member pass through entity for passive investments, non control, LP in private partnerships for long term personal investments. 10-hours a year. KAM, RIA, investment related 10-15 hours a week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Ledva's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2023 - Present

KELSON ASSET MANAGEMENT LLC

RIA

CRD#: 315511

Stamford, CT

Current

November 19, 2010 - Present

KELSON CAPITAL LLC

Office #1: 2 Ravenglass Drive 2nd Floor, Stamford, CT 06903Office #2: 39 Broadway 16th Floor Suite 1640, New York, NY 10006

CRD#: 149477

Stamford, CT

Past

February 17, 2018 - August 30, 2024

ROBERTS & RYAN, INC.

CRD#: 19456

Rockville Centre, NY

Past

March 23, 2006 - December 10, 2010

MARWOOD GROUP

RIA

CRD#: 117015

NEW YORK, NY

Past

December 16, 2005 - December 31, 2010

MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC

CRD#: 134039

NEW YORK, NY

Past

December 11, 2002 - April 4, 2011

MARWOOD GROUP

CRD#: 117015

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KELSON ASSET MANAGEMENT LLC

CRD#: 315511 / SEC#: 801-122346

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/20/2017)

Connecticut
(5/18/2015)

IAR

Connecticut
(6/12/2023)

District of Columbia
(12/10/2024)

Florida
(9/13/2024)

Maryland
(2/19/2021)

Massachusetts
(12/4/2019)

New Jersey
(1/11/2011)

New York
(1/11/2011)

Ohio
(7/12/2024)

Pennsylvania
(1/11/2011)

Texas
(8/2/2013)

Virginia
(7/30/2013)

Wisconsin
(7/30/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/4/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/27/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KELSON ASSET MANAGEMENT LLC

CRD#: 315511 / SEC#: 801-122346

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

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Contact information

Main Address

Stamford, CT

Mailing Address

Phone number

(917) 691-8007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

KELSON ASSET MANAGEMENT LLC ADV DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 226,532,365

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel J. Ledva

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Ledva's CRS (Customer Relationship Summary).

Certified licenses

Experience

KELSON CAPITAL LLC

ROBERTS & RYAN, INC.

MARWOOD GROUP

MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC

MARWOOD GROUP

Primary Firm SEC Registration

KELSON ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2017

Series 66

Date: 3/4/2004

Series 63

Date: 12/27/2002

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/10/2002

Series 14

Date: 1/2/2023

Series 24

Date: 3/28/2006

FINRA

Current Firm

KELSON ASSET MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KELSON ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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