Jeffrey Johnson
Professional summary
Jeffrey Johnson II, who also goes by Jeffrey Johnson, is a registered financial professional currently at SWBC INVESTMENT SERVICES, LLC located in San Antonio, Texas.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2003. Jeffrey has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Johnson II's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2017 - Present
SWBC INVESTMENT SERVICES, LLC
Office #1: 9311 San Pedro, Ste 600, San Antonio, TX 78216January 9, 2012 - May 24, 2017
ADVISORS ASSET MANAGEMENT, INC.
May 24, 2006 - January 30, 2012
CERT DIRECT SECURITIES INC.
June 1, 2004 - January 3, 2006
FINANCE 500, INC.
February 6, 2003 - October 6, 2003
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2017)
Exams
FINRA
Current Firm
SWBC INVESTMENT SERVICES, LLC
CRD#: 133715 / SEC#: , 8-66764
Contact information
FINRA licenses (49 States and Territories)
Red Flags
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