Shannon R. Crotty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shannon Rose Crotty, who also goes by Shannon Rose Beauchemin, was a registered financial professional .
Shannon is a previously registered financial professional and started their career in finance in 2004. Shannon had worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2012 - January 14, 2014
ARTIST CAPITAL LLC
February 22, 2008 - December 31, 2025
BLUE SAND SECURITIES LLC
January 5, 2005 - September 27, 2007
STONEHAVEN, LLC
November 18, 2004 - January 3, 2005
UNX LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ARTIST CAPITAL LLC
CRD#: 153937 / SEC#: , 8-68598
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
