Kevin E. Adams
Professional summary
Kevin Erik Adams was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kevin is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Kevin had worked at 3 firms, which includes SLOAN SECURITIES CORP., AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2005 - September 7, 2005
SLOAN SECURITIES CORP.
May 22, 2003 - February 8, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 2003 - February 8, 2005
IDS LIFE INSURANCE COMPANY
April 24, 2003 - February 8, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SLOAN SECURITIES CORP.
CRD#: 17930 / SEC#: , 8-35955
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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