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Jeffrey L. Shaw
CLG LLC
Long Beach, CA 90803
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CRD#: 4606842
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Professional summary
Jeffrey Leroy Shaw is a registered financial advisor currently at CLG LLC located in Long Beach, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jeffrey has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) VARIOUS INSURANCE CARRIERS, FIXED INSURANCE, REPRESENTATIVE - SELLS LIFE, ANNUITIES & LTC; (2) NAME OF OTHER BUSINESS: SHAW & BLASI LLP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CPA FIRM START DATE: 1/2004 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF TRADING HOURS PER WEEK: 10 POSITION/TITLE/RELATIONSHIP: CPA BRIEF DESCRIPTION OF DUTIES: INDEPENDENT CONTRACTOR RELATED TO TAX AND FINANCIAL MATTERS (3) NAME OF OTHER BUSINESS: HELP BETTER LIVES, INC., INVESTMENT RELATED: NO, ADDRESS: 1716 CATALINA AVENUE, SEAL BEACH, CA 90740, NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS, MEMBER AND OFFICER, START DATE: FEBRUARY 2012, APPROX. NUMBER OF HOURS PER MONTH: 8, APPROX. NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: ADVISES ON IMPLEMENTATION OF ACCOUNTING SYSTEMS AND GOVERNMENTAL COMPLIANCE, OCCASIONAL TEACHING IN FOREIGN COUNTRIES, MAINTAIN RELATIONSHIPS WITH OTHER TAX AND ACCOUNTING PROFESSIONALS AND OTHER CHARITABLE CONTRIBUTIONS, CONSULTING; (4) NAME OF OTHER BUSINESS: INTEGRITY FINANCIAL ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES / FINANCIAL PLANNING; START DATE: 01/2003; POSITION/TITLE/RELATIONSHIP: OWNER / MEMBER; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; (5) NAME OF OTHER BUSINESS: BETTER LIVES UK ; INVESTMENT RELATED: NO ; ADDRESS: 100 ABBOTS RD, ABBOTS LANGLEY, HERTS ENGLAND WD50BH ; NATURE OF BUSINESS: CHARITABLE ORGANIZATION ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: TRUSTEE / FINANCIAL OFFICER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: ADVISE ON IMPLEMENTATION AND MAINTENANCE OF ACCOUNTING SYSTEMS AND GOVERNMENT COMPLIANCE ;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Leroy Shaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2019 - Present
CLG LLC
Office #1: 5030 E. 2nd Street Suite 204, Long Beach, CA 90803RIA
CRD#: 282605
Long Beach, CA
Past
March 6, 2003 - December 31, 2022
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
LONG BEACH, CA
Past
November 22, 2002 - December 31, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
LONG BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CLG LLC
CLG LLC | MORAN, HEISING, MCELRAVEY & SOWDER LLC | LEGACY FINANCIAL | INTEGRITY FINANCIAL ADVISORS, LLC | COPIAM ASSET MANAGEMENT | CLG WEALTH MANAGEMENT
CRD#: 282605 / SEC#: 801-108414
RIA
Registered Investment Advisory firm - (9/29/2016 Approved)California
Registered Investment Advisory firm - (4/18/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/29/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CL
CLG LLC
CLG LLC | MORAN, HEISING, MCELRAVEY & SOWDER LLC | LEGACY FINANCIAL | INTEGRITY FINANCIAL ADVISORS, LLC | COPIAM ASSET MANAGEMENT | CLG WEALTH MANAGEMENT
CRD#: 282605 / SEC#: 801-108414
RIA
Registered Investment Advisory firm - (9/29/2016 Approved)California
Registered Investment Advisory firm - (4/18/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4821 E 2nd Street, Long Beach, CA 90803
Mailing Address
Phone number
(310) 329-5150
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,539 |
| AUM (Assets Under Management) | $ 953,822,025 |
Red Flags
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