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AS

Ankit Sahu

PROSPERITY FINANCIAL GROUP
SAN RAMON, CA 94583
Some features on this profile are disabled
CRD#: 4606785
AS

Professional summary

Ankit Sahu is a registered financial advisor currently at PROSPERITY FINANCIAL GROUP, INC. located in San Ramon, California.

Ankit is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ankit has worked at 10 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ankit Sahu's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 4, 2025 - Present

PROSPERITY FINANCIAL GROUP, INC.

Office #1: 2333 San Ramon Valley Blvd. Suite 200, San Ramon, CA 94583
RIA
CRD#: 339321
SAN RAMON, CA
Past

July 27, 2018 - December 24, 2025

PROSPERITY FINANCIAL GROUP, INC.

RIA
CRD#: 145540
San Francisco, CA
Past

June 21, 2016 - March 30, 2017

PROSPERITY WEALTH MANAGEMENT, INC.

RIA
CRD#: 174328
San Francisco, CA
Past

April 18, 2011 - June 1, 2016

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN FRANCISCO, CA
Past

April 15, 2011 - June 1, 2016

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN FRANCISCO, CA
Past

October 23, 2009 - April 18, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SAN FRANCISCO, CA
Past

October 23, 2009 - April 18, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SAN FRANCISCO, CA
Past

August 19, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
SAN FRANCISCO, CA
Past

August 15, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
SAN FRANCISCO, CA
Past

September 7, 2006 - August 28, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
MENLO PARK, CA
Past

September 7, 2006 - August 28, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MENLO PARK, CA
Past

June 17, 2004 - September 11, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MENLO PARK, CA
Past

June 17, 2004 - September 11, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MENLO PARK, CA
Past

September 25, 2003 - June 10, 2004

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SAN FRANCISCO, CA
Past

September 24, 2003 - June 10, 2004

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 1, 2003 - October 13, 2003

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA
Past

July 11, 2003 - August 6, 2003

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROSPERITY FINANCIAL GROUP, INC.
PROSPERITY FINANCIAL GROUP, INC.

CRD#: 339321 / SEC#: 801-134846

RIA
Registered Investment Advisory firm - (12/1/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/4/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/25/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/1/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 8/27/2007
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/9/2003
General Securities Representative Examination

Current Firm

PF
PROSPERITY FINANCIAL GROUP, INC.
PROSPERITY FINANCIAL GROUP, INC.

CRD#: 339321 / SEC#: 801-134846

RIA
Registered Investment Advisory firm - (12/1/2025 Approved)
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Contact information

Main Address
2333 San Ramon Valley Blvd. Suite 200, San Ramon, CA 94583
Mailing Address
Phone number
(925) 314-8500
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PROSPERITY FINANCIAL GROUP, INC. ADV PART 2A DISCLOSURE BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts1,202
AUM (Assets Under Management)$ 358,866,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROSPERITY FINANCIAL GROUP, INC.

CRD#: 339321San Ramon, CA 94583

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