Chia-ying Lin

AMERICAN VISION ADVISORS LLC

San Gabriel, CA 91776

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CRD#: 4606772

Professional summary

Chia-ying Lin, who also goes by Stephanie Lin, is a registered financial advisor currently at AMERICAN VISION ADVISORS LLC located in San Gabriel, California.

Chia-ying is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Chia-ying has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Lin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stephanie Lin is an independent licensed insurance agent. Additionally, Stephanie Lin is a principal of American Vision Capital, LLC (a separate entity from AVA) that offers Consulting Services (strategy, marketing, organization, operations, technology, and mergers & acquisitions) and Real Estate and Development Services (owning and managing office and industrial properties, medical office buildings and multi-family communities). From time to time, she will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. American Vision Advisors LLC always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of American Vision Advisors LLC in such individual's capacity as an insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chia-ying Lin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2017 - Present

AMERICAN VISION ADVISORS LLC

Office #1: 418 East Las Tunas Drive, Unit 3h, San Gabriel, CA 91776

RIA

CRD#: 290457

San Gabriel, CA

Past

March 10, 2015 - December 16, 2017

GOLDEN FOUNDATION ADVISORS LLC

RIA

CRD#: 173507

PASADENA, CA

Past

September 30, 2010 - November 16, 2012

COMERICA SECURITIES

RIA

CRD#: 17079

SOUTH PASADENA, CA

Past

September 30, 2010 - November 16, 2012

COMERICA SECURITIES

CRD#: 17079

SOUTH PASADENA, CA

Past

May 29, 2007 - January 21, 2010

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ROSEMEAD, CA

Past

May 29, 2007 - January 21, 2010

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ROSEMEAD, CA

Past

May 12, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

TEMPLE CITY, CA

Past

May 12, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

TEMPLE CITY, CA

Past

August 8, 2005 - June 1, 2006

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

October 29, 2004 - August 2, 2005

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

TEMPLE CITY, CA

Past

January 31, 2003 - August 2, 2005

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/27/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/29/2003

General Securities Representative Examination

Current Firm

AMERICAN VISION ADVISORS LLC

CRD#: 290457 / SEC#:

California

Registered Investment Advisory firm - (11/30/2017 Approved)

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Contact information

Main Address

418 East Las Tunas Drive, Unit 3h, San Gabriel, CA 91776

Mailing Address

418 East Las Tunas Drive, Unit 3h, San Gabriel, CA 91776

Phone number

(626) 765-4999

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 6,270,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chia-ying Lin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chia-ying Lin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDEN FOUNDATION ADVISORS LLC

COMERICA SECURITIES

COMERICA SECURITIES

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

E*TRADE SECURITIES LLC

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/2004

Series 63

Date: 12/27/2002

Series 7

Date: 1/29/2003

Current Firm

AMERICAN VISION ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN VISION ADVISORS LLC

TRUST BUT VERIFY

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