Michael S. Busico

1ST FINANCIAL PLANNING GROUP

San Diego, CA

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CRD#: 4606674

Professional summary

Michael Sam Busico, CFP®, who also goes by Michael S Busico, is a registered financial advisor currently at 1ST FINANCIAL PLANNING GROUP, INC. located in San Diego, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 6 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael S Busico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ENTITY: SELF; NATURE: FIXED INSURANCE SALES AND ESTATE PLANNING AND TRUST WORK; DUTIES; SALES; STARTED: 1980

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Sam Busico's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

November 17, 2015 - Present

1ST FINANCIAL PLANNING GROUP, INC.

RIA

CRD#: 281543

San Diego, CA

Past

February 16, 2011 - November 16, 2015

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

ARDEN HILLS, MN

Past

May 27, 2008 - August 22, 2011

1ST FINANCIAL PLANNING GROUP, INC.

RIA

CRD#: 146389

SAN DIEGO, CA

Past

December 1, 2006 - January 10, 2007

QUESTAR CAPITAL CORPORATION

CRD#: 43100

SAN DIEGO, CA

Past

November 29, 2005 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

SAN DIEGO, CA

Past

July 26, 2005 - December 7, 2005

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CINCINNATI, OH

Past

January 6, 2003 - December 1, 2003

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/29/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/3/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

1ST FINANCIAL PLANNING GROUP, INC.

CRD#: 281543 / SEC#:

California

Registered Investment Advisory firm - (11/17/2015 Approved)

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Contact information

Main Address

San Diego, CA

Mailing Address

Phone number

(858) 336-3388

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Busico

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Sam Busico's CRS (Customer Relationship Summary).

Certified licenses

Experience

1ST FINANCIAL PLANNING GROUP, INC.

GRADIENT ADVISORS, LLC

1ST FINANCIAL PLANNING GROUP, INC.

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

MM ASCEND LIFE INVESTOR SERVICES, LLC

QUESTAR CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 7/29/2003

Series 6

Date: 1/3/2003

Current Firm

1ST FINANCIAL PLANNING GROUP, INC.

Contact information

Documents

Red Flags

Company Information

1ST FINANCIAL PLANNING GROUP, INC.

TRUST BUT VERIFY

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