Julito A. Francis

ACSB CAPITAL MANAGEMENT

ST. THOMAS, VI 00802

Some features on this profile are disabled

CRD#: 4606624

Professional summary

Julito Alciedro Herbert Francis, who also goes by Julito Alciedro Herbert Francis Mr., Julito Francis, is a registered financial advisor currently at ACSB CAPITAL MANAGEMENT, LLC located in St. Thomas, .

Julito is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Julito has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julito Alciedro Herbert Francis Mr. | Julito Francis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julito Alciedro Herbert Francis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2007 - Present

ACSB CAPITAL MANAGEMENT, LLC

Office #1: 1b-29 Estate Solberg, St. Thomas, VI 00802

RIA

CRD#: 131651

ST. THOMAS, VI

Past

January 3, 2005 - April 16, 2007

POPULAR SECURITIES, LLC

CRD#: 8096

ST. THOMAS,

Past

May 17, 2004 - December 31, 2005

ACSB CAPITAL MANAGEMENT, LLC

RIA

CRD#: 131651

STONE MOUNTAIN, GA

Past

February 5, 2003 - April 5, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

January 9, 2003 - April 5, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virgin Islands
(5/29/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/8/2003

General Securities Representative Examination

Current Firm

ACSB CAPITAL MANAGEMENT, LLC

CRD#: 131651 / SEC#: 801-67922

RIA

Registered Investment Advisory firm - (6/4/2008 Terminated)

Georgia

Registered Investment Advisory firm - (12/31/2005 Terminated)

Virgin Islands

Registered Investment Advisory firm - (6/2/2008 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

St. Thomas, VI

Mailing Address

Phone number

(301) 221-9174

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 9,575,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Victoria Ricker

DAYMARK WEALTH PARTNERS, LLC

IAR

FORT LAUDERDALE, FL

Matthew Schinazi

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Julito A. Francis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julito Alciedro Herbert Francis's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACSB CAPITAL MANAGEMENT, LLC

POPULAR SECURITIES, LLC

ACSB CAPITAL MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2003

Series 7

Date: 1/8/2003

Current Firm

ACSB CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ACSB CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors