JK
Jacob R. Kagele
NOVA FINANCIAL SERVICES
Tucson, AZ 85718
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CRD#: 4606475
JK
Professional summary
Jacob Ray Kagele, CIMA®, who also goes by Jacob Ray Kagele Mr., Jacob Kagele, Kagele Jacob Ray Mr., is a registered financial advisor currently at NOVA FINANCIAL SERVICES located in Tucson, Arizona.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jacob has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Ray Kagele Mr. | Jacob Kagele | Kagele Jacob Ray Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VARIOUS INSURANCE BUSINESS - 1630 E. RIVER ROAD STE. 212 TUCSON AZ 85718, INVESTMENT-RELATED; FIXED ANNUITY BUSINESS; AGENT.
2. BLAIR CHARITY GROUP; START DATE: 01/01/13; P. O. BOX 65331, TUCSON, AZ 85728; NOT INVESTMENT-RELATED; BOARD MEMBER; 5 HOURS PER MONTH.
3. RENTAL PROPERTY: 4597 CAMINO DE CANCUN, LLC, HOME/RENTAL PROPERTY; START DATE: 12/2008; 4597 E CAMINO DE CANCUN, TUCSON, AZ; NOT INVESTMENT-RELATED; LLC FOR PERSONAL RENTAL PROPERTY; 1 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
4. BFD LLC; STARTED 11/26/12; 5685 N CAMINO DE LA NOCHE, TUCSON, AZ; NOT INVESTMENT-RELATED; ADMINISTRATIVE OPERATIONS; 100% OWNER; 3 HOURS PER MONTH
5. 1630 EAST RIVER, LLC, START: 08/20/2014, 6245 E. BROADWAY BLVD. STE. 150 TUSCON, AZ 85711, COMMERCIAL BUILDING/OWNER, NOT INVESTMENT RELATED, 5 HOURS PER MONTH, 1 HOUR PER DAY DURING TRADING HOURS.
6. LNV3, LLC, START DATE: 07/26/2016, 3524 E CALLE ALARON, TUCSON, AZ 85716, LLC TO HOLD U OF A BASKETBALL TICKETS, MEMBER, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
7. CATHOLIC TUITION SUPPORT ORGANIZATION, TUCSON, AZ, BOARD OF DIRECTORS, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Ray Kagele's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 18, 2009 - Present
NOVA FINANCIAL SERVICES
Office #1: 1630 E River Rd Suite 212, Tucson, AZ 85718RIA
CRD#: 150148
Tucson, AZ
Past
July 1, 2013 - May 1, 2017
MUTUAL ADVISORS, LLC
RIA
CRD#: 167658
Tucson, AZ
Past
May 26, 2009 - July 19, 2013
MUTUAL SECURITIES, INC.
RIA
CRD#: 13092
TUCSON, AZ
Past
May 15, 2009 - November 7, 2017
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
TUCSON, AZ
Past
September 8, 2005 - May 19, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
ORO VALLEY, AZ
Past
August 19, 2005 - May 19, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ORO VALLEY, AZ
Past
February 18, 2003 - August 24, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TUCSON, AZ
Past
January 30, 2003 - August 24, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NOVA FINANCIAL SERVICES
ARIZONA FINANCIAL PLAN | TACTICAL PLANNING GROUP | QUANTUM WEALTH STRATEGIES | NOVA FINANCIAL SERVICES | NOVA FINANCIAL LLC | NOVA FINANCIAL & INSURANCE SERVICES
CRD#: 150148 / SEC#: 801-79612
RIA
Registered Investment Advisory firm - (4/25/2014 Approved)Arizona
Registered Investment Advisory firm - (4/28/2014 Terminated)California
Registered Investment Advisory firm - (5/28/2014 Terminated)Illinois
Registered Investment Advisory firm - (4/28/2014 Terminated)Texas
Registered Investment Advisory firm - (4/28/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/19/2009)
IAR
California(6/27/2013)
IAR
Illinois(8/30/2013)
IAR
Texas(5/18/2009)
IAR
Washington(5/14/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
NF
NOVA FINANCIAL SERVICES
ARIZONA FINANCIAL PLAN | TACTICAL PLANNING GROUP | QUANTUM WEALTH STRATEGIES | NOVA FINANCIAL SERVICES | NOVA FINANCIAL LLC | NOVA FINANCIAL & INSURANCE SERVICES
CRD#: 150148 / SEC#: 801-79612
RIA
Registered Investment Advisory firm - (4/25/2014 Approved)Arizona
Registered Investment Advisory firm - (4/28/2014 Terminated)California
Registered Investment Advisory firm - (5/28/2014 Terminated)Illinois
Registered Investment Advisory firm - (4/28/2014 Terminated)Texas
Registered Investment Advisory firm - (4/28/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1630 E River Rd Suite 212, Tucson, AZ 85718
Mailing Address
Phone number
(520) 745-5555
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,354 |
| AUM (Assets Under Management) | $ 391,234,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
