Rosemarie A. Connolly

CONNOLLY FINANCIAL ADVISORS

North Andover, MA 01845

CRD#: 4606368

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Professional summary

Rosemarie Ann Connolly, CFP®, who also goes by Rose Ann Burns, Rosemarie Anna Connolly, Rosemarie Anne Connolly, is a registered financial advisor currently at CONNOLLY FINANCIAL ADVISORS, INC. located in North Andover, Massachusetts.

Rosemarie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Rosemarie has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rose Ann Burns | Rosemarie Anna Connolly | Rosemarie Anne Connolly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rosemarie Ann Connolly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

September 9, 2008 - Present

CONNOLLY FINANCIAL ADVISORS, INC.

Office #1: 231 Sutton Street, Suite 2d-1 Suite 2d-1, North Andover, MA 01845Office #2: 1001 Darby Road, Havertown, PA 19083

RIA

CRD#: 148298

North Andover, MA

Past

December 1, 2006 - November 13, 2008

LEGACY INVESTMENT ADVISORS INC.

RIA

CRD#: 124554

BRAINTREE, MA

Past

December 1, 2006 - December 17, 2007

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

BRAINTREE, MA

Past

June 1, 2005 - December 6, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NORTH ANDOVER, MA

Past

June 1, 2005 - December 6, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

NORTH ANDOVER, MA

Past

December 2, 2003 - June 1, 2005

MONY SECURITIES CORPORATION

RIA

CRD#: 4386

N. ANDOVER, MA

Past

December 2, 2003 - June 1, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

February 24, 2003 - December 2, 2003

TRUSTED SECURITIES ADVISORS CORP.

RIA

CRD#: 24049

NORTH ANDOVER, MA

Past

January 15, 2003 - December 2, 2003

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/9/2008)

IAR

Pennsylvania
(5/28/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/31/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/14/2003

General Securities Representative Examination

Current Firm

CONNOLLY FINANCIAL ADVISORS, INC.

CONNOLLY ADVISORS | CONNOLLY FINANCIAL ADVISORS, LLC | CONNOLLY FINANCIAL ADVISORS, INC.

CRD#: 148298 / SEC#:

Massachusetts

Registered Investment Advisory firm - (9/9/2008 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/28/2020 Approved)

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Contact information

Main Address

231 Sutton Street Suite 2d-1, North Andover, MA 01845

Mailing Address

Phone number

(800) 758-1112

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	273
AUM (Assets Under Management)	$ 93,285,207

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rosemarie A. Connolly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rosemarie Ann Connolly's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY INVESTMENT ADVISORS INC.

PURSHE KAPLAN STERLING INVESTMENTS

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MONY SECURITIES CORPORATION

MONY SECURITIES CORPORATION

TRUSTED SECURITIES ADVISORS CORP.

TRUSTED SECURITIES ADVISORS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2005

Series 63

Date: 1/31/2003

Series 7

Date: 1/14/2003

Current Firm

CONNOLLY FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONNOLLY FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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