Timothy Kingston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Kingston, CFP®, who also goes by Tim Kingston, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2003. Timothy had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2018 - May 18, 2021
GLOBAL WEALTH MANAGEMENT, LLC
December 5, 2011 - December 31, 2017
GLOBAL WEALTH MANAGEMENT, LLC
February 13, 2006 - June 23, 2006
TAFFERER TRADING, LLC
September 14, 2004 - July 27, 2005
TAFFERER TRADING, LLC
March 3, 2003 - September 22, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
January 2, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
Primary Firm SEC Registration
GLOBAL WEALTH MANAGEMENT, LLC
CRD#: 153677 / SEC#: 801-71368
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/19/2004
Limited Representative-Equity Trader ExamCurrent Firm
GLOBAL WEALTH MANAGEMENT, LLC
CRD#: 153677 / SEC#: 801-71368
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 215 |
| AUM (Assets Under Management) | $ 231,149,255 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
