Timothy Kingston
CFP®Professional Summary
Timothy Kingston, CFP®, who also goes by Tim Kingston, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 2003 - 2021. Timothy had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tim Kingston
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
24 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
GLOBAL INVESTMENT MANAGEMENT, LLC | GLOBAL WEALTH MANAGEMENT, LLC
Contact Information
Main Address
4420 Route 27 Suite B, Kingston, NJ 08528Mailing Address
4420 Route 27, Po Box 522 Suite B, Kingston, NJ 08528Phone Number
(609) 452-2929# of Employees
3SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
204AUM (Assets Under Management)
$245,661,289Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
GLOBAL INVESTMENT MANAGEMENT, LLC | GLOBAL WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2004Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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