Darin K. Schatzman

KAUFMAN ROSSIN WEALTH

Miami, FL 33133

Some features on this profile are disabled

CRD#: 4606246

Professional summary

Darin Keith Schatzman, who also goes by Darin Keith Schateman, is a registered financial advisor currently at KAUFMAN ROSSIN WEALTH, LLC located in Miami, Florida and INTEGRITY ALLIANCE, LLC. located in Miami, Florida.

Darin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Darin has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darin Keith Schateman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lion Street Financial; YES, is investment-related; 414 Congress, Suite 2500 Austin, TX 78701

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darin Keith Schatzman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2024 - Present

KAUFMAN ROSSIN WEALTH, LLC

Office #1: 3310 Mary Street Suite 501, Miami, FL 33133

RIA

CRD#: 301921

Miami, FL

Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 3310 Mary St Ste 501, Miami, FL 33133

RIA

CRD#: 139627

Miami, FL

Past

February 13, 2024 - November 3, 2025

LION STREET FINANCIAL, LLC

CRD#: 165828

Miami, FL

Past

March 28, 2022 - May 18, 2023

TRIAD ADVISORS LLC

CRD#: 25803

Miami, FL

Past

February 13, 2007 - March 31, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Miami, FL

Past

March 5, 2003 - February 16, 2007

OSAIC FS, INC.

CRD#: 3870

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAUFMAN ROSSIN WEALTH, LLC

CRD#: 301921 / SEC#: 801-122845

RIA

Registered Investment Advisory firm - (12/14/2021 Approved)

Florida

Registered Investment Advisory firm - (9/6/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/13/2024)

IAR

Florida
(6/12/2024)

New York
(11/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/3/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KAUFMAN ROSSIN WEALTH, LLC

CRD#: 301921 / SEC#: 801-122845

RIA

Registered Investment Advisory firm - (12/14/2021 Approved)

Florida

Registered Investment Advisory firm - (9/6/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3310 Mary Street Suite 501, Miami, FL 33133

Mailing Address

Phone number

(305) 646-6071

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAUFMAN ROSSIN WEALTH, LLC FORM ADV PART 2 (5/8/2025)

Regulatory assets under management

Total Number of Accounts	457
AUM (Assets Under Management)	$ 302,857,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Darin K. Schatzman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darin Keith Schatzman's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

LION STREET FINANCIAL, LLC

TRIAD ADVISORS LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC FS, INC.

Primary Firm SEC Registration

KAUFMAN ROSSIN WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2024

Series 63

Date: 5/10/2016

SIE

Date: 10/1/2018

Series 6

Date: 3/3/2003

FINRA

Current Firm

KAUFMAN ROSSIN WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAUFMAN ROSSIN WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors