Karen W. Spero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Weaver Spero, CFP®, who also goes by Karen Sue Spero, Karen Weaver Sweeney, Karen Sue Weaver, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1972. Karen had worked at 8 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1996 - October 7, 2016
SPERO-SMITH INVESTMENT ADVISERS, INC.
June 15, 1988 - February 2, 1994
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 27, 1988 - June 20, 1988
VESTAX SECURITIES CORPORATION
January 11, 1985 - June 21, 1988
CIDCO INVESTMENT SERVICES, INC.
May 27, 1980 - February 3, 1984
THE VARIABLE ANNUITY MARKETING COMPANY
June 23, 1977 - January 15, 1985
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 24, 1975 - July 23, 1977
WILL S. HALLE & COMPANY
October 27, 1972 - December 14, 1975
FIRST MIDWEST CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/21/1972
Registered Representative ExaminationSeries 00
Date: 3/17/1973
General Securities Principal ExaminationCurrent Firm
SPERO-SMITH INVESTMENT ADVISERS, INC.
CRD#: 105428 / SEC#: 801-20893
Contact information
Red Flags
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