John E. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Bennett, who also goes by Jack Bennett, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2017 - June 21, 2024
ARCHER INVESTMENT CORPORATION
February 10, 2017 - August 3, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 10, 2017 - August 3, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 6, 2016 - December 14, 2016
ARCHER INVESTMENT CORPORATION
July 31, 2007 - July 1, 2016
AVANTAX ADVISORY SERVICES
March 6, 2003 - November 23, 2016
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
Contact information
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,640 |
| AUM (Assets Under Management) | $ 900,511,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
