MH
Martin S. Healy
AMERICAN INDEPENDENT SECURITIES GROUP
North Royalton, OH 44133
Some features on this profile are disabled
CRD#: 4606131
MH
Professional summary
Martin Steven Healy, who also goes by Marty Healy, is a registered financial advisor currently at AMERICAN INDEPENDENT SECURITIES GROUP, LLC located in North Royalton, Ohio.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Martin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marty Healy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SOUTHWEST REGIONAL COUNCIL OF GOVERNMENTS; BOOKKEEPER; NON-SECURITIES; 17401 HOLLAND RD BROOK PARK, OH 44142; MUNICIPAL COUNCIL OF GOVERNMENTS FOR RADIO COMMUNICATION; MARCH 2016; 1 HOUR; SALARY; NONE DURING TRADING HOURS; GENERAL BOOKKEEPING DUTIES 2. MARTIN S. HEALY; NON-SECURITIES; 15847 GALEMORE DR. MIDDLEBURG HTS., OH 44130; INDEPENDENT INSURANCE SALES; DECEMBER 2007; 1-4 HOURS MONTH; COMMISSION; NONE DURING TRADING HOURS. SALES OF TERM LIFE INSURANCES AND FIXED ANNUITIES. 3. HEALY FINANCIAL SERVICES, INC. IS THE NAME OF MY SECURITIES RELATED BRANCH OFFICE OF THE LMK KOHN COMPANY; 15847 GALEMORE DR. MIDDLEBURG HTS., OH 44130; MANAGE CLIENTS FUNDS; PRESIDENT; DECEMBER 2003; 160 HRS+; 0-8 HRS; COMMISSION; A DAY DEPENDS ON THE DAY; DUTIES INCLUDE RESEARCH, MANAGE CLIENTS FUNDS, SECURITIES AND INVESTMENT EXECUTIONS AND INVESTMENT ADVISOR REPRESENTATIVE 4. CITY OF STRONGVILLE, BASIC ACCOUNTING AND BOOKKEEPING FUNCTIONS; THIS ACTIVITY IS AN OUTSIDE BUSINESS ACTIVITY; I AM AN EMPLOYEE; IT IS A NOT FOR PROFIT ORGANIZATION; I DEVOTE 20 HOURS PER MONTH TO THIS BUSINESS AND 2 1/2 HOURS DURING TRADING HOURS; I AM COMPENSATED ON AN HOURLY BASIS; THIS COMPANY DOES HAVE A FACEBOOK PAGE AND TWITTER PAGE THAT IS HANDLED BY THE COMPANY
CRS (Client Relationship Summary) - RIA
Click below to view Martin Steven Healy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martin Steven Healy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2025 - Present
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Office #1: 17601 W 130th St Ste #4b, North Royalton, OH 44133RIA
BD
CRD#: 135288
North Royalton, OH
Current
May 30, 2025 - Present
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Office #1: 17601 W 130th St Ste #4b, North Royalton, OH 44133RIA
BD
CRD#: 135288
North Royalton, OH
Past
October 19, 2015 - June 9, 2025
L.M. KOHN & COMPANY
RIA
CRD#: 27913
Middleburg Heights, OH
Past
October 19, 2015 - June 9, 2025
L.M. KOHN & COMPANY
BD
CRD#: 27913
NORTH ROYALTON, OH
Past
January 15, 2004 - November 5, 2015
PRIMESOLUTIONS SECURITIES, INC.
RIA
CRD#: 46017
CLEVELAND, OH
Past
January 14, 2004 - November 5, 2015
PRIMESOLUTIONS SECURITIES, INC.
BD
CRD#: 46017
CLEVELAND, OH
Past
September 2, 2003 - January 13, 2004
KEYBANC CAPITAL MARKETS INC.
RIA
CRD#: 566
STRONGSVILLE, OH
Past
May 30, 2003 - January 13, 2004
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/30/2025)
RR
Florida(5/30/2025)
RR
Michigan(9/24/2025)
RR
Nevada(5/30/2025)
RR
New York(5/30/2025)
RR
North Carolina(5/30/2025)
RR
Ohio(5/30/2025)
IAR
Ohio(6/3/2025)
RR
Oklahoma(5/30/2025)
RR
Pennsylvania(5/30/2025)
RR
Virginia(5/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
664 S Rivershore Lane Suite 150, Eagle, ID 83616
Mailing Address
Po Box 579, Eagle, ID 83616
Phone number
(208) 489-3131
Established
Idaho since 12/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
34
SEC notice filing (49 States and Territories)
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,987 |
| AUM (Assets Under Management) | $ 604,888,609 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
