Jose M. Souto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose M Souto was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 2006. Jose had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2009 - April 6, 2009
RAMIREZ TRADETREK SECURITIES LLC
February 2, 2006 - October 11, 2019
SAMUEL A. RAMIREZ & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RAMIREZ TRADETREK SECURITIES LLC
CRD#: 105797 / SEC#: , 8-52992
Contact information
Documents
Red Flags
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