Jitendra C. Mehta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jitendra C Mehta, who also goes by Jay Mehta, Jitendra C Mehta, was a registered financial professional .
Jitendra is a previously registered financial professional and started their career in finance in 2003. Jitendra had worked at 8 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2014 - September 30, 2015
CONCERT WEALTH MANAGEMENT
May 15, 2012 - February 21, 2013
BANCWEST INVESTMENT SERVICES, INC.
May 15, 2012 - February 21, 2013
BANCWEST INVESTMENT SERVICES, INC.
January 26, 2011 - May 3, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
January 26, 2011 - May 3, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
November 16, 2009 - June 3, 2010
NYLIFE SECURITIES LLC
August 26, 2005 - June 3, 2009
CHARLES SCHWAB & CO., INC.
August 17, 2005 - June 3, 2009
CHARLES SCHWAB & CO., INC.
May 4, 2004 - January 13, 2005
MORGAN STANLEY DW INC.
January 16, 2004 - January 13, 2005
MORGAN STANLEY DW INC.
July 24, 2003 - December 17, 2003
CITICORP INVESTMENT SERVICES
January 23, 2003 - January 26, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CONCERT WEALTH MANAGEMENT
CRD#: 141253 / SEC#: 801-67992
Contact information
Red Flags
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