Jason T. Wallace
Professional summary
Jason Todd Wallace, who also goes by Jason T Wallace, is a registered financial professional currently at JCC CAPITAL MARKETS, LLC located in Laguna Niguel, California.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2007. Jason has worked at 5 firms and has passed the Series 63, Series 66, Series 65, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Todd Wallace's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2020 - Present
JCC CAPITAL MARKETS, LLC
Office #1: 30011 Ivy Glenn Dr #220, Laguna Niguel, CA 92677December 19, 2014 - September 28, 2018
FORESIDE FUND SERVICES, LLC
September 8, 2008 - May 20, 2009
VICTORY CAPITAL SERVICES, INC.
March 14, 2008 - June 4, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
April 6, 2007 - October 9, 2007
UBS FINANCIAL SERVICES INC.
March 16, 2007 - October 9, 2007
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2020)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
JCC CAPITAL MARKETS, LLC
CRD#: 146776 / SEC#: , 8-67850
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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