Eric B. Halperin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Brian Halperin, who also goes by Rick Halperin, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2002. Eric had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2015 - December 31, 2016
JCC CAPITAL MARKETS, LLC
April 1, 2014 - September 17, 2014
BOUSTEAD SECURITIES, LLC
February 7, 2011 - December 31, 2014
ERIC BRIAN HALPERIN
March 15, 2006 - December 31, 2010
ERIC BRIAN HALPERIN
February 13, 2006 - March 26, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
February 13, 2006 - March 26, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 16, 2002 - January 18, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 16, 2002 - January 18, 2006
OSAIC FA, INC.
December 4, 2002 - January 18, 2006
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JCC CAPITAL MARKETS, LLC
CRD#: 146776 / SEC#: , 8-67850
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
