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For Advisors
MK

Mary B. Kraszewski

KEATING FINANCIAL ADVISORY SERVICES
Chicago, IL 60618
Some features on this profile are disabled
CRD#: 4605363
MK

Professional summary

Mary Beth Kraszewski, CFP®, CLU®, who also goes by Mary Beth Keating, Mary Beth Keatnig, is a registered financial advisor currently at KEATING FINANCIAL ADVISORY SERVICES located in Chicago, Illinois.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Mary has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mary Beth Keating | Mary Beth Keatnig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Beth Kraszewski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2006

CLU®

Chartered Life Underwriter

Experience

Current

June 9, 2008 - Present

KEATING FINANCIAL ADVISORY SERVICES

Office #1: 2630 W Bradley Place Suite C, Chicago, IL 60618
RIA
CRD#: 142772
Chicago, IL
Past

June 29, 2015 - March 16, 2023

SPARI, INC.

RIA
CRD#: 226780
CHICAGO, IL
Past

January 2, 2009 - July 1, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
CHICAGO, IL
Past

April 28, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
CHICAGO, IL
Past

April 25, 2008 - July 1, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
CHICAGO, IL
Past

September 20, 2007 - March 31, 2008

NORTHERN TRUST SECURITIES, INC.

BD
CRD#: 7927
CHICAGO, IL
Past

February 8, 2005 - October 10, 2005

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
PORTLAND, OR
Past

February 6, 2003 - June 21, 2004

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEATING FINANCIAL ADVISORY SERVICES
CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS

CRD#: 142772 / SEC#: 801-126770

RIA
Registered Investment Advisory firm - (10/21/2022 Approved)
Illinois
Registered Investment Advisory firm - (1/20/2023 Terminated)
Kansas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Missouri
Registered Investment Advisory firm - (12/4/2015 Terminated)
Nebraska
Registered Investment Advisory firm - (4/26/2012 Terminated)
Texas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(6/9/2008)
IAR
Kansas
(9/8/2008)
IAR
Texas
(8/3/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 2/12/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/1/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/4/2003
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/8/2009
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/21/2008
General Securities Principal Examination

Current Firm

KF
KEATING FINANCIAL ADVISORY SERVICES
CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS

CRD#: 142772 / SEC#: 801-126770

RIA
Registered Investment Advisory firm - (10/21/2022 Approved)
Illinois
Registered Investment Advisory firm - (1/20/2023 Terminated)
Kansas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Missouri
Registered Investment Advisory firm - (12/4/2015 Terminated)
Nebraska
Registered Investment Advisory firm - (4/26/2012 Terminated)
Texas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)
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Contact information

Main Address
1011 Poyntz Avenue, Manhattan, KS 66502
Mailing Address
Phone number
(785) 537-0366
Established
Firm type
Fiscal year end
# of Employees
65

SEC notice filing (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KFAS WRAP FEE BROCHURE (7/18/2025)
KFAS ADV PART 2A BROCHURE (7/18/2025)

Regulatory assets under management

Total Number of Accounts250
AUM (Assets Under Management)$ 330,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KEATING FINANCIAL ADVISORY SERVICES

CRD#: 142772Chicago, IL 60618

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