Melanie R. Mendiola

BG INVESTMENT SERVICES

Hagatna, 96910

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CRD#: 4605287

Professional summary

Melanie Rose Mendiola, who also goes by Melanie R Mendiola, is a registered financial advisor currently at BG INVESTMENT SERVICES, INC. .

Melanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Melanie has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melanie R Mendiola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Self Employed; Not Investment Related; 151L Kinneys Dr Mangilao, GU 96923; Real Estate Rentals; Passive Rental

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melanie Rose Mendiola's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2025 - Present

BG INVESTMENT SERVICES, INC.

Office #1: 120 Father Duenas Avenue, Hagatna 96910

RIA

CRD#: 281716

Hagatna,

Past

June 4, 2010 - May 6, 2014

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

HAGATNA,

Past

January 1, 2006 - November 24, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MAITE,

Past

December 5, 2005 - November 24, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MAITE,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BG INVESTMENT SERVICES, INC.

BG INVESTMENT & INSURANCE SERVICES, INC. | BG INVESTMENT SERVICES, INC. | BG INVESTMENT & INSURANCE, INC

CRD#: 281716 / SEC#: 801-106887

RIA

Registered Investment Advisory firm - (11/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/22/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/2/2005

General Securities Representative Examination

Current Firm

BG INVESTMENT SERVICES, INC.

BG INVESTMENT & INSURANCE SERVICES, INC. | BG INVESTMENT SERVICES, INC. | BG INVESTMENT & INSURANCE, INC

CRD#: 281716 / SEC#: 801-106887

RIA

Registered Investment Advisory firm - (11/20/2015 Approved)

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Contact information

Main Address

120 Father Duenas Avenue, Hagatna 96910

Mailing Address

Phone number

(671) 472-5490

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APP 1 - WRAP BROCHURE (6/10/2025)

ADV PART 2A - FIRM BROCHURE (6/10/2025)

Regulatory assets under management

Total Number of Accounts	645
AUM (Assets Under Management)	$ 439,937,545

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Melanie R. Mendiola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melanie Rose Mendiola's CRS (Customer Relationship Summary).

Certified licenses

Experience

BG INVESTMENT SERVICES, INC.

EMPOWER FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BG INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2025

Series 66

Date: 12/22/2005

Series 7

Date: 12/2/2005

Current Firm

BG INVESTMENT SERVICES, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BG INVESTMENT SERVICES, INC.

TRUST BUT VERIFY

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