Vincent M. Rupp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Michael Rupp was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2003. Vincent had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2020 - April 5, 2021
SECURE CAPITAL RESEARCH, LLC
July 6, 2017 - May 1, 2020
TORTOISEECOFIN SECURITIES, LLC
November 18, 2016 - May 1, 2020
TORTOISEECOFIN INVESTMENTS PARTNERS, LLC
December 21, 2012 - November 18, 2016
MONTAGE INVESTMENTS, LLC
December 9, 2011 - July 3, 2017
MSEC, LLC
March 24, 2005 - April 13, 2011
IVY DISTRIBUTORS, INC.
January 17, 2003 - April 13, 2011
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
SECURE CAPITAL RESEARCH, LLC
CRD#: 287568 / SEC#: , 8-69904
Contact information
Documents
Red Flags
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