MB
Michael V. Bradley
BRADLEY WEALTH LLC
Scottsdale, AZ 85254
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CRD#: 4605220
MB
Professional summary
Michael Vern Bradley, who also goes by Michael V Bradley, is a registered financial advisor currently at BRADLEY WEALTH LLC located in Scottsdale, Arizona.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael V Bradley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MICHAEL V. BRADLEY IS ALSO AN INDEPENDENT INSURANCE AGENT: LTC, LIFE AND DISABILITY INSURANCE PLANNING, SINCE 04/2003. NOT INVESTMENT RELATED. THE ADDRESS IS: 350 Tenth Ave, Suite 1000, SAN DIEGO, CA 92101. MICHAEL V. BRADLEY SPENDS APPROXIMATELY 5 HOURS PER MONTH, DURING TRADING HOURS, RELATED TO HIS WORK AS AN INDEPENDENT INSURANCE AGENT.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Vern Bradley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2009 - Present
BRADLEY WEALTH LLC
Office #1: 16430 N. Scottsdale Road Suite 230, Scottsdale, AZ 85254RIA
CRD#: 131808
Scottsdale, AZ
Past
July 25, 2008 - March 23, 2009
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
CEDAR RAPIDS, IA
Past
January 23, 2008 - May 21, 2009
BRADLEY WEALTH LLC
RIA
CRD#: 131808
SCOTTSDALE, AZ
Past
May 17, 2006 - December 31, 2007
BRADLEY WEALTH LLC
RIA
CRD#: 131808
GILBERT, AZ
Past
May 26, 2004 - June 20, 2008
ASSOCIATED SECURITIES CORP.
RIA
CRD#: 12969
GILBERT, AZ
Past
May 12, 2004 - June 20, 2008
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
RIA
CRD#: 104790
GILBERT, AZ
Past
April 14, 2003 - June 20, 2008
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
GILBERT, AZ
Past
December 6, 2002 - April 11, 2003
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BRADLEY WEALTH LLC
BRADLEY WEALTH LLC | WEALTH ENHANCEMENT & PRESERVATION, LLC | BRADLEY WEALTH MANAGEMENT, LLC
CRD#: 131808 / SEC#: 801-121942
RIA
Registered Investment Advisory firm - (7/30/2021 Approved)Arizona
Registered Investment Advisory firm - (8/9/2021 Terminated)California
Registered Investment Advisory firm - (9/8/2021 Terminated)Louisiana
Registered Investment Advisory firm - (8/11/2021 Terminated)Michigan
Registered Investment Advisory firm - (8/9/2021 Terminated)Texas
Registered Investment Advisory firm - (8/9/2021 Terminated)Utah
Registered Investment Advisory firm - (8/10/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(10/22/2012)
IAR
California(2/13/2009)
IAR
Michigan(11/2/2015)
IAR
Texas(11/9/2010)
IAR
Utah(1/27/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BW
BRADLEY WEALTH LLC
BRADLEY WEALTH LLC | WEALTH ENHANCEMENT & PRESERVATION, LLC | BRADLEY WEALTH MANAGEMENT, LLC
CRD#: 131808 / SEC#: 801-121942
RIA
Registered Investment Advisory firm - (7/30/2021 Approved)Arizona
Registered Investment Advisory firm - (8/9/2021 Terminated)California
Registered Investment Advisory firm - (9/8/2021 Terminated)Louisiana
Registered Investment Advisory firm - (8/11/2021 Terminated)Michigan
Registered Investment Advisory firm - (8/9/2021 Terminated)Texas
Registered Investment Advisory firm - (8/9/2021 Terminated)Utah
Registered Investment Advisory firm - (8/10/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16430 N. Scottsdale Road Suite 230, Scottsdale, AZ 85254
Mailing Address
Phone number
(619) 512-4100
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,175 |
| AUM (Assets Under Management) | $ 282,586,441 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
