BL
Brian L. Ledbetter
VALIC FINANCIAL ADVISORS
Auburn, AL 36830
Some features on this profile are disabled
CRD#: 4604995
BL
Professional summary
Brian Lloyd Ledbetter, who also goes by Brian Lloyd Ledbetter, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Auburn, Alabama.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Lloyd Ledbetter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**LMA ENTERPRISES, LLC 1865 HILLTON COURT AUBURN, AL 36830. START DATE: 10/08/2013. NOT INVESTMENT-RELATED. LESS THAN 1% OF TIME SPENT ON OUTSIDE BUSINESS/NONE DURING SECURITIES TRADING HOURS. I PARTICIPATE IN A LLC WHICH INVEST IN REAL ESTATE PROJECTS (MOSTLY RESIDENTIAL). I AM INVOLVED WITH THE PURCHASE AND SALE, NOT IN BUILDING THE ACTUAL PROPERTY. I HAVE CHECK WRITING AUTHORITY AND I COORDINATE THE RELEASE OF FUNDS FROM THE BANK TO THE BUILDER AS WORK IS COMPLETED. **RENTAL HOME 1822 FIRESTONE CT. AUBURN, AL 36830. START DATE: 10/14/2016. NOT INVESTMENT-RELATED. 0% OF TIME SPENT ON OUTSIDE BUSINESS/NONE DURING SECURITIES TRADING HOURS. I AM RENTING MY PREVIOUS PRIMARY RESIDENCE. I USE PRESTIGE PROPERTIES TO MANAGE THE RENTAL AND I ONLY PAY THE MORTGAGE WHEN RENT IS COLLECTED AND PAID TO ME BY PRESTIGE PROPERTIES. AUBURN FIRST BAPTIST CHURCH POSITION: TREASURER NATURE: TREASURER OF CHURCH; NON-PAID INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/16/2012 ADDRESS: 128 E GLENN AVE., AUBURN AL 36830, United States DESCRIPTION: I AM A PART OF THE TREASURY STAFF. I HAVE THE ABILITY TO WRITE CHECKS, I AM ONE OF TWO SIGNATURES NEEDED. I ALSO BUDGET/BALANCE SHEET REVIEWS AND HELP WITH INVESTMENT SELECTIONS OF TRUST FUNDS WHICH ARE HELD BY A BROKERAGE FIRM NOT RELATED TO AIG. INVESTMENT DECISONS ARE RECOMMENDED BY THAT FIRM TO THE TRUSTEES AND THEN VOTED ON BY THE TRUSTEES. THE TREASURER IS NOT A VOTING MEMEBER AND CANNOT VOTE. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Brian Lloyd Ledbetter's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Lloyd Ledbetter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2003 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 124 Bragg Avenue Suite A, Auburn, AL 36830RIA
BD
CRD#: 42803
Auburn, AL
Current
August 29, 2003 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 124 Bragg Avenue Suite A, Auburn, AL 36830RIA
BD
CRD#: 42803
Auburn, AL
Past
January 8, 2003 - June 23, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 8, 2003 - June 23, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2003)
IAR
Alabama(10/2/2003)
RR
Arkansas(1/11/2022)
IAR
Arkansas(1/11/2022)
RR
California(10/7/2024)
IAR
California(10/8/2024)
RR
Colorado(12/1/2021)
IAR
Colorado(12/2/2021)
RR
Florida(2/29/2008)
IAR
Florida(10/31/2013)
RR
Georgia(6/26/2007)
IAR
Georgia(10/30/2013)
RR
Idaho(2/27/2025)
IAR
Idaho(2/27/2025)
RR
Louisiana(6/14/2024)
IAR
Louisiana(6/26/2024)
RR
Maryland(9/4/2024)
IAR
Maryland(9/4/2024)
RR
Mississippi(11/17/2021)
IAR
Mississippi(11/17/2021)
RR
Missouri(8/1/2017)
IAR
Missouri(8/1/2017)
RR
North Carolina(5/22/2015)
IAR
North Carolina(8/10/2022)
RR
Ohio(10/30/2015)
IAR
Ohio(10/30/2015)
RR
South Carolina(10/20/2014)
IAR
South Carolina(8/3/2020)
RR
Tennessee(2/23/2024)
RR
Texas(2/4/2019)
IAR
Texas(7/14/2021)
RR
Utah(12/1/2021)
IAR
Utah(12/2/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
