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Jay Russton Bradshaw

CRD# 4604918·Registered 2002 - 2022
Previously Registered: Being a previously registered professional could mean that Jay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jay Russton Bradshaw, who also goes by Russ Bradshaw, was a registered financial advisor. Jay was a previously registered financial professional and started their career in finance 2002 - 2022. Jay had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Russ Bradshaw

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

DFPG INVESTMENTS, LLC·CRD# 155576
RIA
Salt Lake City, UT
March 5, 2021 - December 1, 2022
DFPG INVESTMENTS, LLC·CRD# 155576
BD
Logan, UT
March 4, 2021 - December 1, 2022
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Salt Lake City, UT
May 29, 2019 - February 25, 2021
ARS INVESTMENT ADVISORS, INC.·CRD# 293750
RIA
Bountiful, UT
July 6, 2018 - February 17, 2021
ALLEGIS INVESTMENT ADVISORS, LLC·CRD# 157314
RIA
Salt Lake City, UT
December 22, 2014 - June 29, 2018
ALLEGIS INVESTMENT SERVICES, LLC·CRD# 168557
BD
North Logan, UT
June 11, 2014 - April 5, 2019
SIGNATOR FINANCIAL SERVICES, INC.·CRD# 19061
RIA
Salt Lake City, UT
August 20, 2010 - June 30, 2014
SIGNATOR FINANCIAL SERVICES, INC.·CRD# 19061
BD
Salt Lake City, UT
August 20, 2010 - June 30, 2014
INSPHERE SECURITIES, INC.·CRD# 136433
RIA
Salt Lake City, UT
September 14, 2007 - August 23, 2010
INSPHERE SECURITIES, INC.·CRD# 136433
BD
Salt Lake City, UT
July 23, 2007 - August 23, 2010
ALLEGIS ADVISORS, INC.·CRD# 131242
RIA
Salt Lake City, UT
February 16, 2007 - September 14, 2007
EQUITY SERVICES, INC.·CRD# 265
BD
Salt Lake City, UT
December 15, 2006 - August 9, 2007
INVESTORS CAPITAL CORP.·CRD# 30613
RIA
Salt Lake City, UT
January 23, 2006 - October 20, 2006
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Salt Lake City, UT
January 19, 2006 - October 20, 2006
INVESTORS CAPITAL CORP.·CRD# 30613
RIA
Salt Lake City, UT
January 25, 2005 - December 31, 2005
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Lynnfield, MA
November 25, 2002 - December 31, 2005

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Current Firm

DI
DFPG INVESTMENTS, LLC

1031 CAPITAL SOLUTIONS | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SUMMIT GROUP WEALTH ADVISORS | SERRATELLI FINANCIAL GROUP | SENTINELROCK WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PARKVIEW WEALTH ADVISORS | OXFORD FINANCIAL GROUP | NUCLEUS FINANCIAL GROUP | MARCH | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | HULSEY FINANCIAL | GROVE WEALTH ADVISORS | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES | DIVERSIFY ADVISOR NETWORK | DFPG INVESTMENTS, LLC | DFPG INVESTMENTS, INC. | DFPG INSURANCE, INC. | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BRENT REED FINANCIAL SERVICES | ASHLAND PACIFIC

CRD#: 155576 / SEC#: 801-107896, 8-68730
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

10876 S River Front Pkwy Suite 210, Sandy, UT 84070

Mailing Address

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095

Phone Number

(801) 838-9999

Established

Utah since 10/12/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

20

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

DFPG FORM ADV PART 2A (3/29/2024)

Direct owners and executive officers

NamePositionCRD#
FALCON PARK CAPITAL, LLCLIMITED LIABILITY COMPANY—
ANDERSON, JASONCHIEF COMPLIANCE OFFICER5867122
ANDERSON, JOHN BRADLEYCEO6037308
BADALAMENTI, CHARLES RICHARDFINOP2065038
LAGA, DAVID RYANCFO & COO4919873

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ANDERSON BRADSHAW, PLLC; NON-INVESTMENT RELATED; SALT LAKE CITY, UT; CPA FIRM; PARTNER; 08/2012; 100% DURING BUSINESS HOURS; OVERSEE THE OPERATIONS OF THE FIRM, CLIENT RELATIONS, TAX TRAINING FOR ALL STAFF, MEETING WITH CLIENTS, AND PREPARING BOTH TAX RETURNS, FINANCIAL STATEMENTS, AND TAX FORECASTS. 2) BRADSHAW & COMPANY, PC; NON-INVESTMENT RELATED; SALT LAKE CITY, UT; HOLDING COMPANY; PRESIDENT/CEO; 10/1994; 5% DURING BUSINESS HOURS; ENTITY OWNS 55% INTEREST IN ANDERSON BRADSHAW, PLLC. THIS ENTITY ALSO IS THE DEPOSITORY FOR COMMISSIONS AND OTHER FEE BASED BUSINESS. DUTIES INCLUDE MANAGEMENT AND ACCOUNTING FUNCTIONS. 3) HALE CENTRE THEATRE; NON-INVESTMENT RELATED; SANDY, UT; NON-PROFIT; BOARD OF DIRECTORS; 10/2011; 0% DURING BUSINESS HOURS; HALE CENTRE THEATRE IS A TAX EMEMPT COMMUNITY THEATRE. I AM ON THE BOARD OF DIRECTORS AS PART OF THE NATIONAL ADVISORY COMMITTEE. ATTEND BOARD MEETING TWICE PER YEAR.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2002About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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