Catherine M. Johnson

DELTA FINANCIAL ADVISORS, L.L.C.

METAIRIE, LA 70005

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CRD#: 4604873

Professional summary

Catherine Meyer Johnson, who also goes by Catherine Johnson, Catherine Meyer, Cappy Meyer, is a registered financial advisor currently at DELTA FINANCIAL ADVISORS, L.L.C. located in Metairie, Louisiana.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Catherine has worked at 3 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Catherine Johnson | Catherine Meyer | Cappy Meyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Stanley Ray Jr. Philanthropic and Civic Trust; Not investment-related. Metairie, LA, Position: Trustee; Start date: October 2021; Nature of business: Philanthropy. Hours worked: 2 per month. 0 during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Meyer Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2025 - Present

DELTA FINANCIAL ADVISORS, L.L.C.

Office #1: 111 Veterans Memorial Blvd. Suite 1555, Metairie, LA 70005

RIA

CRD#: 122092

METAIRIE, LA

Past

June 25, 2024 - August 8, 2025

ORLEANS CAPITAL MANAGEMENT CORP

RIA

CRD#: 111359

MANDEVILLE, LA

Past

January 6, 2003 - November 28, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELTA FINANCIAL ADVISORS, L.L.C.

DELTA FINANCIAL ADVISORS | DELTA FINANCIAL ADVISORS, L.L.C.

CRD#: 122092 / SEC#: 801-61891

RIA

Registered Investment Advisory firm - (2/3/2003 Approved)

Louisiana

Registered Investment Advisory firm - (3/20/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/12/2025)

IAR

Texas
(8/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/16/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 2/21/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/4/2003

General Securities Representative Examination

Current Firm

DELTA FINANCIAL ADVISORS, L.L.C.

DELTA FINANCIAL ADVISORS | DELTA FINANCIAL ADVISORS, L.L.C.

CRD#: 122092 / SEC#: 801-61891

RIA

Registered Investment Advisory firm - (2/3/2003 Approved)

Louisiana

Registered Investment Advisory firm - (3/20/2003 Terminated)

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Contact information

Main Address

111 Veterans Memorial Blvd. Suite 1555, Metairie, LA 70005

Mailing Address

Phone number

(504) 522-9019

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DELTA FINANCIAL ADVISORS ADV BROCHURE (5/14/2025)

Regulatory assets under management

Total Number of Accounts	451
AUM (Assets Under Management)	$ 429,701,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Catherine M. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Meyer Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORLEANS CAPITAL MANAGEMENT CORP

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

DELTA FINANCIAL ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2024

Series 66

Date: 1/16/2003

Series 31

Date: 2/21/2003

Series 7

Date: 1/4/2003

Current Firm

DELTA FINANCIAL ADVISORS, L.L.C.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DELTA FINANCIAL ADVISORS, L.L.C.

TRUST BUT VERIFY

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