Edwin C. Chapman
Professional summary
Edwin Charles Chapman JR., who also goes by Edwin Charles Chapman, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in New York, New York.
Edwin is registered as a RR (Registered Representative) and started their career in finance in 2004. Edwin has worked at 10 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edwin Charles Chapman JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2024 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 437 Madison Avenue 18th Floor, New York, NY 10022February 9, 2022 - October 31, 2023
BNP PARIBAS SECURITIES CORP.
December 6, 2017 - January 21, 2022
HOULIHAN LOKEY CAPITAL, INC.
May 31, 2016 - November 30, 2017
COWEN AND COMPANY
July 7, 2014 - June 14, 2016
NOMURA SECURITIES INTERNATIONAL, INC.
May 3, 2012 - August 14, 2014
TENEO SECURITIES LLC
January 17, 2012 - April 27, 2012
GLOBAL HUNTER SECURITIES, LLC
April 4, 2011 - November 10, 2011
COWEN SECURITIES LLC
November 29, 2004 - February 23, 2011
JEFFERIES LLC
April 21, 2004 - December 14, 2004
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MANNING, SIMON STONE | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 1941279 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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