Mark A. Pent
Professional summary
Mark Alan Pent, who also goes by Adam Pent, is a registered financial advisor currently at DAYMARK WEALTH PARTNERS, LLC located in Madison, Wisconsin.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Mark has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Pent's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2026 - Present
DAYMARK WEALTH PARTNERS, LLC
Office #1: 999 Fourier Dr #201, Madison, WI 53717November 26, 2019 - August 7, 2026
ANNEX WEALTH MANAGEMENT, LLC
January 14, 2003 - May 18, 2018
UBS FINANCIAL SERVICES INC.
January 2, 2003 - May 18, 2018
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
DAYMARK WEALTH PARTNERS, LLC
CRD#: 320878 / SEC#: 801-124936
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/13/2026)
(7/10/2026)
Exams
Current Firm
DAYMARK WEALTH PARTNERS, LLC
CRD#: 320878 / SEC#: 801-124936
Contact information
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,405 |
| AUM (Assets Under Management) | $ 5,042,043,338 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
DAYMARK WEALTH PARTNERS, LLC
CRD#: 320878Madison, WI 53717TRUST BUT VERIFY
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