Josephine C. Borst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josephine Carole Borst, who also goes by Josie Carole Borst, was a registered financial professional .
Josephine is a previously registered financial professional and started their career in finance in 2003. Josephine had worked at 4 firms and has passed the SIE, Series 16, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2021 - July 1, 2021
SEB SECURITIES, INC.
August 22, 2011 - February 25, 2021
DANSKE MARKETS INC.
December 16, 2010 - August 5, 2011
PORTIGON SECURITIES INC.
July 28, 2005 - December 1, 2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
February 20, 2003 - May 4, 2005
SEB SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEB SECURITIES, INC.
CRD#: 23710 / SEC#: , 8-40644
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
