Benigno E. Aguirre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benigno Emilio Aguirre, who also goes by Beni Emilio Aguirre Jr, Beni Aguirre, Benigno Emilio Aguirre Jr, Benigno Emilio Aguirre Jr., was a registered financial professional .
Benigno is a previously registered financial professional and started their career in finance in 2003. Benigno had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2013 - September 12, 2013
WADDELL & REED
June 4, 2009 - August 5, 2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC
February 6, 2006 - May 21, 2009
CHASE INVESTMENT SERVICES CORP.
January 10, 2006 - May 21, 2009
CHASE INVESTMENT SERVICES CORP.
January 12, 2005 - March 18, 2005
FFP SECURITIES, INC.
January 2, 2004 - July 29, 2004
FORESTERS EQUITY SERVICES, INC.
March 21, 2003 - December 5, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
March 13, 2003 - December 5, 2003
IDS LIFE INSURANCE COMPANY
March 13, 2003 - December 5, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WADDELL & REED
CRD#: 866 / SEC#: 801-16720, 8-27030
Contact information
FINRA licenses (1 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WADDELL & REED FINANCIAL SERVICES, INC. | SHAREHOLDER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHAIRMAN OF THE BOARD | 4003349 |
| DALEY, MICHAEL JOHN | VP AND FINANCIAL AND OPERATIONS PRINCIPAL | 6923129 |
| HANSEN, ELIZABETH ANN | SVP AND CHIEF COMPLIANCE OFFICER | 2199658 |
| HORAN-ADAMS, KIRBY LEPAK | EXECUTIVE VICE PRESIDENT | 5097259 |
| KRAMPER, MATTHEW SCOTT | VP AND PRINCIPAL OPERATIONS OFFICER | 2750651 |
| MIHAL, SHAWN MICHAEL | EXECUTIVE VICE PRESIDENT | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | ASSISTANT TREASURER | 2420144 |
| OROSCHAKOFF, MICHELLE | VICE-CHAIRMAN OF THE BOARD | 2403199 |
| SIMONICH, BRENT BLAIN | TREASURER | 3254859 |
Disclosures
| Regulatory Event | 29 |
| Civil Event | 1 |
| Arbitration | 11 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
