Megan K. Poore

WATERCOLOR FINANCIAL

Austin, TX 78759

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CRD#: 4604034

Professional summary

Megan Kelly Poore, who also goes by Megan Frances Kelly, Megan K. Kelly, Megan Kelly, Megan Poore, Megan Kelly Wall, is a registered financial advisor currently at WATERCOLOR FINANCIAL located in Austin, Texas.

Megan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Megan has worked at 4 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Megan Frances Kelly | Megan K. Kelly | Megan Kelly | Megan Poore | Megan Kelly Wall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Congregational treasurer. Covenant Presbyterian Church 3003 Northland Dr, Austin, TX 78757. Investment related. yes, I help the church's COO make recommendations to the Finance Committee how excess cash should be held or invested. Start date - January 2025 to Present. 1-2 hours per month during trading hours 2. Board Member. non-investment related. 10401 Anderson Mill Rd, Austin, TX 78750. Non-profit. Start date: 01/2024. 5 hours a month. 1-2 hours during trading hours. host events at HopeAustin to talk to potential donors. Also follow up with existing donors to strengthen the relationship between HopeAustin and our contributors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Kelly Poore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2023 - Present

WATERCOLOR FINANCIAL

Office #1: 9600 Great Hills Trail Suite 150w, Austin, TX 78759

RIA

CRD#: 327254

Austin, TX

Past

November 23, 2020 - October 31, 2023

NORTHWEST ASSET MANAGEMENT

RIA

CRD#: 147923

AUSTIN, TX

Past

January 20, 2004 - November 20, 2020

LUCIEN STIRLING & GRAY ADVISORY GROUP INC

RIA

CRD#: 112641

AUSTIN, TX

Past

November 8, 2002 - December 31, 2017

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION

CRD#: 30554

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WATERCOLOR FINANCIAL

CBM FINANCIAL, LLC | WATERCOLOR FINANCIAL GROUP | WATERCOLOR FINANCIAL

CRD#: 327254 / SEC#: 801-128561

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(8/14/2023)

IAR

Texas
(8/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/9/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/7/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WATERCOLOR FINANCIAL

CBM FINANCIAL, LLC | WATERCOLOR FINANCIAL GROUP | WATERCOLOR FINANCIAL

CRD#: 327254 / SEC#: 801-128561

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

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Contact information

Main Address

9600 Great Hills Trail Suite 150w, Austin, TX 78759

Mailing Address

Po Box 202378, Austin, TX 78720

Phone number

(512) 250-1544

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	513
AUM (Assets Under Management)	$ 184,775,297

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Megan K. Poore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Kelly Poore's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWEST ASSET MANAGEMENT

LUCIEN STIRLING & GRAY ADVISORY GROUP INC

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION

Primary Firm SEC Registration

WATERCOLOR FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/2003

Series 63

Date: 1/10/2003

Series 66

Date: 12/9/2002

SIE

Date: 12/31/2017

Series 6

Date: 11/7/2002

Current Firm

WATERCOLOR FINANCIAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WATERCOLOR FINANCIAL

TRUST BUT VERIFY

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