KS
Kim T. Schooley
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CRD#: 4603979
KS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Thornton Schooley was a registered financial professional .
Kim is a previously registered financial professional and started their career in finance in 2004. Kim had worked at 6 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: VICUS CAPITAL INC., INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY BUSINESS, POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE, START DATE: 6/2015, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 6/2015, APX NUMBER OF HOURS PER WEEK: 4, APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: SCHOOLEY TAX AND ACCOUNTING, LLC, INVESTMENT RELATED: NO, ADDRESS: 1879 MONTOUR BLVD., DANVILLE, PA 17821, NATURE OF BUSINESS: TAX PREPARATION, TAX PROBLEM RESOLUTION, BOOKKEEPING AND PAYROLL, START DATE: 10/11/17, APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION, TAX PROBLEM RESOLUTION, BOOKKEEPING AND PAYROLL; 4. NAME OF OTHER BUSINESS: SCHOOLEY ENTERPRISES, INVESTMENT RELATED: NO, ADDRESS: 1879 MONTOUR BLVD., DANVILLE, PA 17821, NATURE OF BUSINESS: RENTAL PROPERTIES, START DATE: 10/01/17, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL, BRIEF DESCRIPTION OF DUTIES: PARTNER, BURDENS OF OWNERSHIP; 5. NAME OF OTHER BUSINESS: LSK SCHOOLEY, INVESTMENT RELATED: NO, ADDRESS: 1879 MONTOUR BLVD., DANVILLE, PA 17821, NATURE OF BUSINESS: RENTAL OF CELLULAR PHONE TOWER, OWNERSHIP OF TIMBERLAND, START DATE: 10/1/17, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL, BRIEF DESCRIPTION OF DUTIES: PARTNER, BURDENS OF OWNERSHIP; 6. NAME OF OTHER BUSINESS: CEO STRATEGIES INC., INVESTMENT RELATED: NO, ADDRESS: 1879 MONTOUR BLVD., DANVILLE, PA 17821, NATURE OF BUSINESS: COMMERCIAL OFFICE RENTAL TO SCHOOLEY TAX AND ACCOUNTING LLC, START DATE: 10/11/17, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL, BRIEF DESCRIPTION OF DUTIES: PARTNER, BURDENS OF OWNERSHIP; 7. NAME OF OTHER BUSINESS: 1031 ACCOMMODATORS, LLC, INVESTMENT RELATED: YES, ADDRESS: 1879 MONTOUR BLVD., DANVILLE, PA 17821, NATURE OF BUSINESS: IRC SECTION 1031 ACCOMMODATOR, START DATE: 10/11/17, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL, BRIEF DESCRIPTION OF DUTIES: CEO, TO SUPERVISE AND ADVISE OTHER EMPLOYEES IN THE STRUCTURE AND COMPLIANCE WITH 1031 EXCHANGES, 1031 PROPERTY EXCHANGES; 8. NAME OF OTHER BUSINESS: INTEGRITY INSURANCE FINANCIAL DBA PFG FINANCIAL MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA NAME FOR FINANCIAL SERVICES START DATE: 1/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, INVESTMENT ADVISOR REPRESENTATIVE, AND INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES; 9. SPRING RUN INVESTORS LLC, NOT INVESTMENT RELATED, 10 CRICKSIDE LANE, SHICKSHINNY, PA 18655, HOUSE FLIPPING, START 10/01/2015, 2HRS/WK (TRADING HOURS), MEMBER - ACCOUNTING & BANK RELATIONS;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
August 18, 2015 - July 2, 2024
VICUS CAPITAL, INC.
RIA
CRD#: 116021
Danville, PA
Past
August 12, 2015 - July 1, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DANVILLE, PA
Past
February 24, 2011 - May 22, 2015
HORACE MANN INVESTORS, INC.
BD
CRD#: 11643
DANVILLE, PA
Past
October 8, 2008 - July 23, 2009
MICG INVESTMENT MANAGEMENT, LLC
BD
CRD#: 104028
NEWPORT NEWS, VA
Past
January 6, 2006 - November 22, 2006
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
DANVILLE, PA
Past
February 9, 2004 - December 13, 2005
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
